Pre-IPO Advisory - Financial Restructuring, Due Diligence, & Compliance Review
Importance of Pre-IPO Advisory
Going public is a milestone for any company, but success depends on robust preparation. Pre-IPO advisory ensures businesses are structurally, financially, and legally ready to enter capital markets. This stage is critical for addressing compliance, governance, and valuation issues before approaching regulators and investors.
Financial Restructuring
We assist companies in reorganizing their financial structure to meet market expectations and SEBI regulations. This includes strengthening balance sheets, optimizing capital structures, reducing debt burdens, and aligning accounting policies with IND-AS and global standards. Financial restructuring not only improves investor confidence but also enhances the company’s valuation.
Due Diligence
Our team conducts thorough due diligence across financial, legal, and operational aspects of the business. This involves validating financial statements, analyzing revenue streams, identifying contingent liabilities, and reviewing contracts. The goal is to uncover and address potential red flags early, ensuring a smooth IPO filing process and reducing post-listing risks.
Compliance Review
Compliance is one of the most scrutinized areas during IPO readiness. We perform detailed compliance checks across corporate law, taxation, labor laws, SEBI norms, FEMA, and RBI guidelines. Our review helps identify gaps, prepare disclosures, and strengthen governance frameworks, ensuring the company is fully prepared for regulatory approvals and investor trust.
Value We Deliver
By combining financial restructuring, due diligence, and compliance review, we help companies build a strong foundation for IPO success. Our advisory ensures businesses present themselves as transparent, compliant, and growth-ready entities, inspiring confidence among investors and regulators.
Frequently Asked Questions (FAQs)
It ensures the company’s capital structure is investor-friendly, debt levels are manageable, and accounting standards meet SEBI and stock exchange requirements.
Financial restructuring improves solvency, aligns accounting with IND-AS, simplifies group structures, and creates a balance sheet attractive to investors.
Due diligence uncovers hidden liabilities, financial inconsistencies, and legal exposures that could otherwise delay approvals or damage credibility.
It includes checking adherence to Companies Act, SEBI, FEMA, RBI, Income Tax, and GST laws, along with corporate governance and disclosure requirements.
IPO Management Services
CA. Dhiraj Jain
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