Post-IPO Compliances – Listing Requirements, Continuous Disclosures & Reporting
Post-IPO Compliances
The journey of a company does not end with the successful launch of its IPO it only begins a new phase as a listed entity. Post-IPO, companies face stringent compliance requirements from SEBI, the Stock Exchanges, and the Registrar of Companies (ROC). These compliances are designed to ensure transparency, protect investor interests, and maintain corporate governance standards.
Our firm provides end-to-end assistance in managing listing requirements, continuous disclosures, and reporting obligations so that companies can focus on growth while remaining compliant. From board meeting disclosures to quarterly financial results, insider trading regulations, and related party transactions, every requirement needs to be executed timely and accurately.
Listing Requirements
Once a company gets listed on a recognized stock exchange, it must comply with specific listing requirements. These include maintaining the minimum public shareholding, timely submission of corporate governance reports, and ensuring the board has the right composition of independent and executive directors. Our team ensures that these conditions are continuously met, avoiding penalties or reputational risks.
Continuous Disclosures
Transparency is the backbone of a listed entity. Companies must make timely disclosures about financial performance, shareholding patterns, material events, and corporate developments. We assist in preparing and filing these disclosures, ensuring they are accurate, compliant, and submitted within prescribed deadlines. This strengthens investor trust and enhances market credibility.
Reporting Obligations
Post-IPO, a company has to regularly submit reports to SEBI, the Stock Exchanges, and the Registrar of Companies (ROC). These include quarterly and annual financial reports, related party transaction disclosures, insider trading reports, and compliance certificates. We manage these reporting requirements meticulously, enabling companies to focus on business growth while remaining compliant.
Corporate Governance Support
Good governance is a key expectation from listed companies. We provide advisory and compliance support to help businesses align with SEBI’s corporate governance standards, including independent director appointments, audit committee functioning, and secretarial audits. By ensuring strong governance practices, we help companies maintain investor confidence and long-term sustainability.
Frequently Asked Questions (FAQs)
Post-IPO compliances are the legal and regulatory requirements a company must follow after being listed, including disclosures, filings, and corporate governance norms.
SEBI, Stock Exchanges (NSE/BSE), and the Registrar of Companies (ROC) are the main regulators overseeing post-IPO compliances in India.
Listed companies must disclose quarterly financial results, shareholding patterns, material events, corporate announcements, and compliance reports.
Non-compliance may result in monetary penalties, reputational harm, suspension of trading, or even delisting of securities from the exchange.
IPO Management Services
CA. Dhiraj Jain
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