Banking & Financial Services
Specialized Audits & Regulatory Advisory for Banks, NBFCs & Financial Institutions Banking & Financial Services The banking and financial services sector operates under a tightly regulated framework governed by the Reserve Bank of India (RBI), SEBI, and other financial authorities. With growing digitization, risk exposure, and complex compliance mandates, institutions in this sector require precise audit oversight and robust financial reporting systems. We offer specialized audit and assurance services tailored to banks, cooperative societies, NBFCs, and other financial intermediaries. Our team is equipped with the expertise to handle statutory, concurrent, internal, and credit audits while ensuring full compliance with RBI guidelines, Income Tax laws, and regulatory norms. Statutory & Concurrent Audits of Bank Branches Stock & Credit Audits for Loan Monitoring RBI Compliance & Regulatory Filing Support Risk-Based Internal Audits (RBIA) NBFC Audits & Statutory Compliance Asset Quality Review & NPA Analysis KYC, AML, and Financial Crime Compliance Reviews Financial Reporting & Tax Advisory for Financial Institutions In addition to audits, we provide advisory services on asset classification, provisioning norms, risk-based internal audits, capital adequacy, and loan book monitoring. We also assist with compliance audits for priority sector lending, KYC/AML checks, and regulatory reporting to RBI or other statutory bodies. With extensive experience in bank branch audits, stock audits, and system evaluations, we ensure our financial sector clients maintain transparency, reduce regulatory risk, and enhance internal control mechanisms. Our goal is to safeguard financial integrity while supporting institutions in meeting their fiduciary responsibilities. Applicable Sectors Relevant Industries for This Service Public Sector Undertakings (PSUs)Public Sector Undertakings (PSUs)Public Sector Undertakings (PSUs)Public Sector Undertakings (PSUs) FAQ Frequently Asked Questions (FAQs) What types of audits do you perform for banks? We conduct statutory branch audits, concurrent audits, stock and credit audits, and internal audits as per RBI norms. We are also empaneled with RBI for conducting such assignments. Do you provide services to NBFCs and cooperative banks? Yes. We offer statutory audits, compliance reviews, and advisory for NBFCs and cooperative banks in line with applicable RBI and Income Tax regulations. What is your approach to handling risk-based audits? We follow a structured approach using RBI’s Risk-Based Internal Audit framework, identifying operational and credit risks, process gaps, and internal control weaknesses with clear recommendations. How do you help in asset quality review and NPA compliance? Our audits include detailed scrutiny of loan books, NPA provisioning, restructuring policies, and adherence to RBI guidelines for asset classification and income recognition. Industries We Serve Banking & Financial Services Public Sector Undertakings Energy, Power & Infrastructure Urban Development & Smart Cities Hospitality & Health Institutions Food Processing Industry Telecom & Connectivity Sector Iron & Steel Manufacturing Insurance & Risk Management Education & Knowledge Institutions CA. Dhiraj Jain FCA, DISA Let’s Talk Reach out to our team we’re here to assist you with audit, tax, and advisory solutions. Contact Now
