Banking & Financial Services
The banking and financial services sector operates under a tightly regulated framework governed by the Reserve Bank of India (RBI), SEBI, and other financial authorities. With growing digitization, risk exposure, and complex compliance mandates, institutions in this sector require precise audit oversight and robust financial reporting systems.
We offer specialized audit and assurance services tailored to banks, cooperative societies, NBFCs, and other financial intermediaries. Our team is equipped with the expertise to handle statutory, concurrent, internal, and credit audits while ensuring full compliance with RBI guidelines, Income Tax laws, and regulatory norms.
In addition to audits, we provide advisory services on asset classification, provisioning norms, risk-based internal audits, capital adequacy, and loan book monitoring. We also assist with compliance audits for priority sector lending, KYC/AML checks, and regulatory reporting to RBI or other statutory bodies.
With extensive experience in bank branch audits, stock audits, and system evaluations, we ensure our financial sector clients maintain transparency, reduce regulatory risk, and enhance internal control mechanisms. Our goal is to safeguard financial integrity while supporting institutions in meeting their fiduciary responsibilities.
Relevant Industries for This Service
Public Sector Undertakings (PSUs)
Public Sector Undertakings (PSUs)
Public Sector Undertakings (PSUs)
Public Sector Undertakings (PSUs)
Frequently Asked Questions (FAQs)
We conduct statutory branch audits, concurrent audits, stock and credit audits, and internal audits as per RBI norms. We are also empaneled with RBI for conducting such assignments.
Yes. We offer statutory audits, compliance reviews, and advisory for NBFCs and cooperative banks in line with applicable RBI and Income Tax regulations.
We follow a structured approach using RBI’s Risk-Based Internal Audit framework, identifying operational and credit risks, process gaps, and internal control weaknesses with clear recommendations.
Our audits include detailed scrutiny of loan books, NPA provisioning, restructuring policies, and adherence to RBI guidelines for asset classification and income recognition.
Industries We Serve
- Banking & Financial Services
- Public Sector Undertakings
- Insurance & Telecom
- Energy, Power & Infrastructure
- Education, NGOs & Social Projects
- Dairy & Agriculture Cooperatives
- Urban Development & Smart Cities
- Hospitality & Health Institutions
- Food Processing Industry
- Telecom & Connectivity Sector
- Iron & Steel Manufacturing
- Insurance & Risk Management
- Education & Knowledge Institutions
CA. Dhiraj Jain
Let's Talk
Reach out to our team we’re here to assist you with audit, tax, and advisory solutions.
